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7/01/14 2014-2015 CLE Pass
8/29/14 2014-2015 Webinar: Ethics of Multi-jurisdictional Practice
9/04/14 2014-2015 Webinar: Employment Agreements, Part 1
9/05/14 2014-2015 Webinar: Employment Agreements, Part 2
9/08/14 2014-2015 Webibar:Role of "Trust Protectors" in Estate Planning
9/09/14 2014-2015 Webinar: UCC Toolkit: Promissory Notes
9/10/14 2014-2015 Webinar: UCC Toolkit: Letters of Credit
9/11/14 2014-2015 Webinar: Equipment Leases
9/12/14 2014-2015 Webinar: Ethics, Technology and Small Firms
9/16/14 2014-2015 Webinar: Restructuring Failed Real Estate Deals, Part 1

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Legal Textbook

   

Private Placements and Limited Offerings of Securities
A Guide for the Arkansas Practitioner
 (2 Volumes)
By Frances S. Fendler, Professor of Law, UALR Bowen School of Law

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"I wrote Private Placements and Limited Offerings for Arkansas lawyers who are not specialists in securities law. I wrote it primarily for lawyers whose practice includes representing small business clients in structuring ownership rights and arranging financing for small corporations, LLCs, and other types of business organizations or enterprises. Lawyers who overlook the potential application of the securities laws do so at their peril. If securities are involved, the lawyer who assists in structuring the enterprise may inadvertently subject his or her client to liability (and may subject the lawyer to malpractice claims that malpractice insurance may not cover). If disputes arise over control or financial rights in the small business enterprise, the lawyer who is unfamiliar with securities law may not recognize potential claims or defenses. The purpose of this book is to give the lawyer in these and other situations a firm understanding of basic federal and state securities law and to help the lawyer identify situations in which that law is implicated and how it applies."

-- Frances S. Fendler

 

Volume 1 - Private Placements and Limited Offerings of Securities - A Guide for the Arkansas Practitioner 

To Place an Order for Volume 1 - Click Here

 

Volume 2 - Private Placements and Limited Offerings of Securities - A Guide for the Arkansas Practitioner Selected Statutes and Rules

This volume is a statutory supplement that contains the federal and state statutes and rules discussed in the main volume. 

To Place an Order for Volume 2 - Click Here

 

Cumulative Supplement No. 3 - August 14, 2014

For a FREE Download of Supplement No. 3 - Click Here

 

Chapter 7A - Private Placements and Limited Offerings After the JOBS Act - August 15, 2013

For a FREE Download of Chapter 7A - Click Here

 

"This book offers a comprehensive and understandable look for the Arkansas practitioner into the sometimes murky, sometimes arcane and always challenging world of securities law. Frances has performed a real service, not only for those who don’t have much experience in the area, but also for those who practice securities law on a regular basis, in providing this basic guide to federal and Arkansas securities law."

 -- John Selig, Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.

 

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