Amendment 80's District
Court -
Let's Make it "Cricket" This Time, Part II
By Judge Vic Fleming, Little Rock District (formerly Municipal) Court
[Author's Note: Grateful acknowledgments are extended to Emma Jane Ohnemus,
Esq., of Little Rock, for research and editorial assistance; Jane Portis
Roeder of Conway, for research; the Honorable Darrell Hickman, retired
Justice of the Arkansas Supreme Court and currently Circuit Judge for
the 17th Judicial Circuit, for candid critique, commentary, and advice;
and the Honorable David Stewart of the Little Rock District Court, for
a lively point/counterpoint debate on significant issues and candid commentary
on early drafts of this article.]
Editor's Note:
Part I of this article was published in
the Fall 2001 issue of The Arkansas Lawyer. The following Introduction
is excerpted from that article:
Introduction
In Part I of this article, we postulated
that when a person is stopped for a traffic offense in one town, but cited
into the court of another town, regardless of the quality of justice ultimately
dispensed, "it doesn't seem cricket" to the non-legally-trained
mind. Nor to a lot of legally-trained minds. Law books have indicated
only that such filings are not defective because municipal (now district)
courts have had "countywide jurisdiction" except for ten
counties that are divided into two judicial districts, where the jurisdiction
is district-wide. (Footnotes in Part I elaborate on this point.) Amendment
80 gives us, the legal profession, a mandate at least to consider fixing
this appearance of impropriety. In Part I, we looked at a century of case
law, noting repeated dissent urging that law enforcement officials should
file misdemeanor cases, especially traffic offenses, in courts most logically
associated with the point of the infractions. In Part II, we analyze Amendment
80's provisions that bear on this issue and consider other jurisdictional
points as well.
Part II
Recalling that the issue is whether a person
arrested in an area served by one inferior court may rightfully be hailed
into a different area's court, in discussion with other judges, I have
identified eight sections of Amendment 80 that seem to bear on this narrow
issue:
Section 3 provides that "The Supreme
Court shall prescribe the rules of pleading, practice and procedure for
all courts."
Section 4 provides that the Supreme Court
"shall exercise general superintending control over all courts of
the state."
Section 7(B) provides that district courts
"shall have original jurisdiction, concurrent with Circuit Courts,
of misdemeanors, and shall also have such other criminal jurisdiction
as may be provided pursuant to Section 10 of this Amendment."
Section 7(C) provides that there "shall
be at least one District Court in each county. If there is only one District
Court in a county, it shall have countywide jurisdiction. ..."
Section 10 grants the legislature "power to establish jurisdiction
... and venue" of district courts.
Section 16(D) provides that district judges
"shall be qualified electors within the geographical area from which
they are chosen, and ... shall reside within that geographical area at
the time of election and during their period of service. A geographical
area may include any county contiguous to the county to be served when
there are no qualified candidates available in the county to be served."28
Section 17(A) provides that district judges
"shall be elected on a nonpartisan basis by a majority of qualified
electors voting for such office within the circuit or district which they
serve."29
Section 19(B)(2) provides that district
courts "shall have the jurisdiction vested in" all inferior
courts. One interpretation is that Amendment 80 answers the issue in the
negative. The rationale there is that the word jurisdiction in Section
19(B)(2) refers to subject matter jurisdiction only and, therefore, beginning
in 2005, a district judge's authority to hear criminal cases, under Section
7(B), will be limited, under Sections 7(C) and 17(A), to those arising
within the district in which her electors reside.
The other interpretation is that Amendment
80 did not really answer the issue. The rationale there is that Section
19(B)(2)'s use of the word jurisdiction is broader, elaborating upon earlier
stated concepts, and that it encompasses subject matter, personal, territorial,
and whatever other type of jurisdiction there may be,30 and,
therefore, the status quo of countywide jurisdiction prevails, until legislation
or court rule states otherwise.
In my opinion, Section 7(B)'s language "original
jurisdiction ...of misdemeanors [and] such other criminal jurisdiction
as may be provided" so clearly relates to subject matter jurisdiction
that the later language of Section 19 arguably is not concerned solely
with subject matter. Thus, one must inquire, with what is it concerned?
Through what I see as the logic of the language, Section 19 can only be
concerned with an all-inclusive concept of jurisdiction.31
To explore the two theories, one must examine
whether Amendment 80 supersedes Ark. Code Ann. §16-17-206's grant
of countywide jurisdiction to district courts. Section 10 grants the legislature
"power to establish jurisdiction ...and venue" of district courts.
That seems a logical place to look for language repealing this statute,
whether in response to case law or otherwise. While Section 10 seems to
address some case-related issues,32 it seems to me to
be devoid of express intent to override prior law on this point.
However, Ark. Code Ann. §16-17-206
was upheld on the basis of the 1874 Constitution's judicial article, which
now stands repealed. Other Amendment 80 language arguably is inconsistent
with §16-17-206. So, one might ask whether it was implicitly repealed.
If the legislature were to enact a law providing for citywide election
of certain district judges, but establish territorial jurisdiction as
the city's planning jurisdiction (five miles out or half way to the next
city33), effectively establishing an arrangement similar to
the one upheld in Holt Civil Club v. City of Tuscaloosa,34
would that Act withstand a challenge?
The Honorable David Stewart, my colleague
on the district court bench in Little Rock, would say no. He believes
that Section 7(C) impliedly repealed Ark Code Ann. §16-17-206, reasoning
that if there is only one district court in a county, it has countywide
jurisdiction "in every respect venue, territorial jurisdiction,
election, and service" and that this "logically implies that
if the county has two or more separate district courts, those courts also
have separate areas that define and restrict venue, territorial jurisdiction,
election, and service."35
That interpretation is logical and easy
to embrace. I am not against it. It naturally falls into place if the
intent of the amendment was to adopt the dissenting view in the case law.
Judge Stewart is not alone in his belief that this was part of the intent.
I merely submit that this intent is difficult to find in the language.
I also submit that if this is the proper
interpretation, then it becomes a real chore to fashion a plan calling
for any district courts to have overlapping jurisdictions, unless, in
those geographic areas, a venue rule is imposed. Otherwise, there will
be the appearance of revenue-oriented court selection, at least in some
instances. History teaches that traffic cases will be the focal point
of forum-shopping allegations. If Amendment 80's intent was to repeal
countywide jurisdiction, then surely its intent also was to eliminate
"the specter of improper forum-shopping."36
The end of having a judge sit primarily
on cases arising from areas consisting of his electors is achievable.
But in my opinion, Amendment 80 alone did not achieve this end.
The General Assembly may enact legislation
establishing district court jurisdiction coextensive only with
their respective districts. Unless it does so, I submit that countywide
jurisdiction (district-wide in the ten counties named in Note 1) will
continue to be the rule. Even if it does so, there is the possibility
for some overlapping jurisdictions, such as areas in which one judge is
elected countywide and one or more others elected citywide.
Arguably, a joint reading of Sections 10,
3, and 4, reflect a grant to the Supreme Court of express concurrent authority
with the legislature over venue. While venue statutes are sprinkled throughout
the state and federal codes,37 venue also may be the topic
of procedural rules.38 There is no statute mandating venue
for criminal cases in district courts. Absent a statute in an area of
concurrent authority, the court may promulgate a rule. The Attorney General,
by a directive to all prosecutors, could accomplish the desired end less
formally.
If 2005 finds any of our state's district
courts with overlapping jurisdictions, then a venue statute, rule of court,
or prosecutorial edict will be needed to bring about optimum fairness,
to make things cricket.
Subject Matter Jurisdiction
The new district courts are to be "trial
courts of limited jurisdiction as to amount and subject matter, subject
to the right of appeal to Circuit Courts for a trial de novo."39
Limited subject matter jurisdiction, both civil and criminal, reflects
the status quo, along with a civil case "jurisdictional amount"
($5,00040), within which jurisdiction has been concurrent with
circuit courts.
However, the new district courts' jurisdictional
amount and subject matter of civil cases "shall be established by
Supreme Court rule."41 This is new. Determination of civil
jurisdiction will be the exclusive province of the Supreme Court. Effecting
changes in this area will henceforth involve a different process42
from that of passing legislation. Depending on how the Court chooses to
employ this power, significant changes are possible at the inferior court
level:
Circuit court backlog. Civil cases
that have caused circuit court backlogs may merit concurrent jurisdiction
in district court. This is certainly the type of problem that Amendment
80 was intended to solve. This might be more appropriately accomplished
by administrative orders on a circuit by circuit basis, according to the
needs in geographic areas.
Real estate cases. Ark. Code Ann.
§16-17-206(a)'s provision that "Municipal courts ... shall not
have jurisdiction in civil cases where a lien on land or title or possession
thereto is involved" is arguably at odds with the provision that
the Supreme Court may "establish" subject matter jurisdiction
of district court civil cases. This statute, thus, may impliedly have
been repealed, portending that district courts might be accorded jurisdiction
in real estate matters.
Case law suggests that there is precedent
for a court rule to override a statute in matters of practice and procedure,
but not in areas of substance, such as the conferring of subject matter
jurisdiction.43 However, the Constitution itself now gives
the court the authority to confer civil subject matter jurisdiction.
Felonies. District courts are to
have original jurisdiction over misdemeanors and "such other criminal
jurisdiction as may be provided pursuant to Section 10 of this Amendment."44
Under the repealed judicial article of the 1874 Constitution, municipal
courts were without jurisdiction to try felony cases.45 It
is now plausible that some degree of felony jurisdiction will devolve
upon district courts.
Especially given the model of United States
Magistrate Courts, it makes sense that felony defendants be allowed to
enter guilty pleas and be sentenced in district court. It also makes sense
that a felony defendant be allowed to plead not guilty in district court,
with the case then passing expeditiously to a circuit judge's trial docket.
Why arraign a defendant twice?
Bond set by a district court would be subject
to review by the circuit court District judges could even be employed
to handle pre-trial discovery and evidentiary matters, an innovation that
could enhance efficiency and expedite case progress, especially in rural
areas where circuit judges are not in court on a daily basis.
Jury trials?
May the Supreme Court empower district courts
to hold jury trials, thus overriding Ark. Code Ann. §16-17-703's
provision that "There shall be no jury trials in municipal court"?
The answer to this question will hinge on how the phrase "subject
to the right of appeal to Circuit Courts for a trial de novo" in
Section 7(B) is interpreted, as well as whether the implementation of
jury trials might be considered a matter of practice or fall within the
realm of general superintending control.
To characterize the right to trial by jury
as a matter of practice that would be subject to the court's superintending
authority is probably out of kilter with the spirit of the common law.
It assuredly has always been assumed that only the legislature has the
authority to grant or encroach upon this vital right. In my opinion, the
legislature could authorize jury trials in district court, and
has had the power so to do in the past, but has never chosen to do so,
but the Supreme Court could not.
Amendment 80 does not seem inconsistent
with §16-17-703. In specifying "trial de novo" as the appellate
right at the circuit court level, Amendment 80 perpetuates the doctrine
that has sustained the statutory scheme of exclusively bench trials at
the inferior court level.46 In my opinion, no one has a right
to demand that jury trials be available in district courts, since
the right to jury trial is preserved at the circuit court level on appeal.
If, in some manner, jury trials were allowed in district
courts, other issues arise.
May a de novo appeal to circuit court be
something less than another trial? Could a district court jury trial be
reviewed by a circuit court on the record, in the de novo manner that
chancery matters are reviewed by the appellate courts? (Chancery matters,
of course, were always bench trials.) Is the right to a trial de novo
in circuit court waivable in the event litigants opt for a jury trial
in district court and, if so, then might an appeal to circuit be handled
on less than a de novo standard of review?
Pondering the potential, I can only envision
that many of us may have to become more willing to work with others
in circumstances where we have been accustomed to working without
others. The need for common sense and practical wisdom was not repealed
by Amendment 80. Nor was the appropriateness of teamwork and creativity
in the judicial process.
Conclusion
Admittedly, the foregoing discussion raises
more questions than it provides answers. But the issues raised in this
article are concerned with the grass roots of the judicial system and,
as such, deserve the attention of the entire bar.
The passage of Amendment 80 was a watershed
event. Whether you are or are not a regular practitioner in district court,
I urge you to reflect on the discussion above and get involved, a dividing
point between how things used to be and how they should be.
We, the legal profession of Arkansas, have
an awesome opportunity and responsibility to re-build a court system.
We know the areas that have evoked substantial criticism in the past.
If we do not learn from the negative lessons of history, to twist and
adage, we are destined to go there again.
Let's all get involved and build Arkansas's
new district court system with intelligence, common sense, and pride.
Let's make it work. Let's make it be and appear to be cricket in
every respect.
These endnotes were inadvertently printed in the first part of this
article published in the Fall 2001 Arkansas Lawyer.
Endnotes 28-46
28 The term geographical area (§16(D)) is, if nothing else, a far
less definitive term than analogous nouns of
common usage (city, township, county, district, etc.). It seems intended
to provide flexibility in areas where the
case law has disallowed reasoned solutions to practical problems
such as where a city is located on a county
line without abrogating the provision that there be at least one
court per county. It will be interesting
to see how that term develops. While I have omitted any significant discussion
of this section in the text, suffice it
to say that, somehow, this section factors into the reasoning of those
who hold that Amendment 80 repealed countywide
jurisdiction of municipal courts.
29 For those who argue that Amendment 80 repealed countywide jurisdiction,
the phrase majority of electors within the
district they serve triggers a thought pattern envisioning a boundary
within which all voters (in the judge's
election) live and within which a crime must occur for that judge to have
jurisdiction over the perpetrator. However,
I believe this section's sole significance lies in its changing the
electoral quantum, from plurality to majority, for district court judges.
30 Black's Law Dictionary (5th ed. 1979) states that the word jurisdiction
"is a term of large and comprehensive
import" and provides over a page of definitions for the word and
for phrases encompassing the word. Perhaps
the most accurate nuclear definition, however, is "the legal right
by which judges exercise their authority."
Although it may be error to do so, I avoid extensive definition of this
basic term, assuming the reader to know and understand the basic distinctions
among in personam, in rem, and subject matter
jurisdiction.
31 See id.
32 Section 10 provides that the legislature is to establish districts
and the appropriate number of judges for each,
districts to be composed of "contiguous territories." This,
read with Section 7(D) ("A District Judge
may serve in one or more counties") vis-à-vis Jones, supra.
Note 13, and Sexson, supra. Note 13, addresses
the need in cities on county lines.
33 Ark. Code Ann. §14-56-413 (Repl. 1998).
34 See Note 26, supra.
35 Judge Stewart graciously agreed to be quoted in this article. Quotes
attributed to him are from private correspondence
in August 2001.
36 Webb, supra Note 13, 323 Ark. at 87 (Hickman, dissenting).
37 E.g., Ark. Code Ann. §§ 5-2-317 (venue for some persons committed
to DHS custody "may be in" Pulaski
Probate, Ninth Division"; for some who've been conditionally released,
"shall be in" probate court of
the county where the person currently resides); 16-60-109 (contract actions
against nonresident may be in county of
plaintiff's residence when claim arose); 16-60-202 (no venue change in
civil actions unless necessary for impartial trial); 23-32-1505 ("foreign
investor companies" may sue and be
sued in county of residence of any party to the suit; where land is involved,
venue shall be in the county where land
is located); 28-40-102 (venue for probate and administration of will);
28-65-202 (venue for appointment of guardian);
28 U.S.C. §§ 1391(general venue statute for all civil actions
in United States District Court); 1965 (venue
in RICO cases); 47 U.S.C. § 227(F)(4) (venue for states to
file civil actions against unlawful telephone solicitors). This list is
far from complete. Searches for venue on
electronic legal research servers produce dozens of statutes that contain
the word.
38 E.g., F.R. Cr. P. 18: "Except as otherwise permitted by statute
or by these rules, the prosecution shall be
had in a district in which the offense was committed. The court shall
fix the place of trial within the district
with due regard to the convenience of the defendant and the witnesses
and the prompt administration of justice."
A search of Arkansas court rules for venue reflects only seven that contain
the word: A.R. Cr. P. 21.3 (two or more
offenses are "related" if, inter alia, "within the jurisdiction
and venue" of same court); 24.8 (when
pleading to offenses committed in other jurisdictions, defendant requesting
transfer of charges is deemed to waive "venue as to an offense committed
in another governmental unit of the state");
A.R. Inf. Ct. 2 ("These rules shall not be construed to extend or
affect the jurisdiction of the inferior
courts or the venue of actions therein"); A.R. Civ. P. 8, 12,
& 82; and Procedures of the Ct. Reg.
Prof. Conduct §5 (venue for attorney disbarment proceedings).
39 Ark. Const., Amend. 80, §7(A).
40 Ark. Const., Amend. 64; Ark. Code Ann. 16-17-704 (1999 Supp.).
41 Ark. Const., Amend. 80, §7(B).
42 The process for the Supreme Court's promulgation of a rule is, as best
I can tell, not reduced to a formulaic process.
Thus, any suggestion I might make regarding how to employ it would be
speculative. There are committees in place
as to most sets of rules, and membership of those committees is a matter
of public record.
43 See State v. Lester, 343 Ark. 662, 38 S.W.3d 318 (2001); Curtis v.
State, 301 Ark. 208, 783 S.W.2d 47 (1990).
44 Ark. Const., Amend. 80, §7(B).
45 See McGrew v. State, 338 Ark. 30, 991 S.W.2d 588 (1999); McArthur v.
Pulaski County Circuit Court, 253 Ark. 501,
504 488 S.W.2d 5 (1972).
46 See State v. Roberts, 321 Ark. 31, 900 S.W. 2d 175 (1995).
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